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Handbook Notice 99

By Simon Lovegrove (UK) on May 27, 2022
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On 27 May 2022, the FCA published Handbook Notice 99.

This Handbook Notice describes the changes to the FCA Handbook and other material made by the FCA Board under its legislative and other statutory powers on 16 May 2022 and 26 May 2022. On these dates the FCA Board approved the following instruments:

  • Perimeter Guidance (Commodity Derivatives Exemption) Instrument 2022.
  • Technical Standards (Markets In Financial Instruments) (Ancillary Exemption) Instrument 2022.
  • Listing Rules and Prospectus Regulation Rules (Prospectus Guidance And Guidelines) Instrument 2022.
  • Investment Firms Prudential Regime (Amendment) Instrument 2022.
  • Training And Competence Sourcebook (Amendment No 10) Instrument 2022.
  • Listing Rules (Open-Ended Investment Companies) (Amendment) Instrument 2022.
  • Conduct of Business Sourcebook (MiFID Org Regulation Amendment) Instrument 2022.
  • Conduct of Business Sourcebook (Amendment) Instrument 2022.
Photo of Simon Lovegrove (UK) Simon Lovegrove (UK)
Read more about Simon Lovegrove (UK)Email
  • Posted in:
    Financial, International
  • Blog:
    Financial services: Regulation tomorrow
  • Organization:
    Norton Rose Fulbright
  • Article: View Original Source

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