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Upcoming Webcast: “Rule 10b5-1 Plans & Insider Trading Policies – Top Issues to Tackle”

By Broc Romanek on January 24, 2023
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Tune in for our webcast – “Rule 10b5-1 Plans & Insider Trading Policies: Top Issues to Tackle” – set for Wednesday, February 8th. Join Perkins Coie’s own Kelly Reinholdtsen, Jonathan Shulman, and Broc Romanek as they offer practical tips to help you prepare for the SEC’s new rules affecting Rule 10b5-1 plans and insider trading policies. We won’t rehash what the new rules say; instead, we will get right to the point and cover the trickiest areas that practitioners are asking about now. Register now.

Note that since this program is only a half-hour long, no CLE credit is being offered.

Photo of Broc Romanek Broc Romanek

As a strategist for the firm’s Corporate & Securities practice, Broc Romanek has a deep understanding of the regulatory and environmental, social, and governance (ESG) marketplace. Prior to joining Perkins Coie, Broc served as editor at TheCorporateCounsel.net, CompensationStandards.com, and DealLawyers.com, where he oversaw…

As a strategist for the firm’s Corporate & Securities practice, Broc Romanek has a deep understanding of the regulatory and environmental, social, and governance (ESG) marketplace. Prior to joining Perkins Coie, Broc served as editor at TheCorporateCounsel.net, CompensationStandards.com, and DealLawyers.com, where he oversaw and managed coverage on issues related to ESG, corporate governance, executive pay, deals, and market trends and analysis.

In addition to his nearly two decades of working as a journalist and publisher, Broc served as assistant general counsel at a Fortune 50 company, worked in the Office of Chief Counsel of the U.S. Securities and Exchange Commission’s (SEC) Division of Corporation Finance, was a counselor to former SEC Commissioner Laura Unger, and worked in private practice. He also is the author, or co-author, of four legal treatises, and has authored several books focused on the legal industry.

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  • Posted in:
    Financial, Securities
  • Blog:
    Public Chatter
  • Organization:
    Perkins Coie LLP
  • Article: View Original Source

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