The SEC Speaks 2020: Enforcement Panel Signals Full Speed Ahead Regardless of the Pandemic October 16, 2020
D.C. Circuit Vacates SEC Sanctions, Says Negligent Omissions Are Not ‘Willful’ Under Advisers Act May 14, 2019
Recent New Jersey Rule Proposal Progresses State Efforts to Impose Fiduciary Duties on Brokers April 22, 2019
Collecting Fingerprints or Other Biometric Information without Consent Could Be Costly October 13, 2017
