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Updated 09.2020: Digital Asset SEC Timeline
September 8, 2020
FINRA Publishes Report Detailing Uses of AI in the Securities Industry
June 18, 2020
FINRA and CFTC Staff Issue COVID-19 Advisories on Commodity-Linked ETPs and Funds
June 5, 2020
CFTC Enforcement Publishes Guidance on Civil Monetary Penalty Determinations
June 4, 2020
Updated 06.2020: Digital Asset SEC Timeline
June 1, 2020
SEC to Amend National Market System Plan Governing Consolidated Audit Trail
May 21, 2020
Blockchain Week in Review: Week of May 8, 2020
May 15, 2020
Updated 04.2020: Digital Asset SEC Timeline
April 30, 2020
OCIE Issues Risk Alert on Upcoming Regulation Best Interest Examinations
April 17, 2020
SEC Expands, Clarifies, and Standardizes Clearing Agency Rule
April 13, 2020
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