FINRA Publishes Report Detailing Uses of AI in the Securities Industry

June 18, 2020

FINRA and CFTC Staff Issue COVID-19 Advisories on Commodity-Linked ETPs and Funds

June 5, 2020

CFTC Enforcement Publishes Guidance on Civil Monetary Penalty Determinations

June 4, 2020

Updated 06.2020: Digital Asset SEC Timeline

June 1, 2020

SEC to Amend National Market System Plan Governing Consolidated Audit Trail

May 21, 2020

Blockchain Week in Review: Week of May 8, 2020

May 15, 2020

Updated 04.2020: Digital Asset SEC Timeline

April 30, 2020

OCIE Issues Risk Alert on Upcoming Regulation Best Interest Examinations

April 17, 2020

SEC Expands, Clarifies, and Standardizes Clearing Agency Rule

April 13, 2020

SEC Staff Publishes Risk Alerts Regarding Reg BI and Form CRS Inspections and Possible COVID-19 Impact

April 7, 2020