SEC’s Equity Market Structure Advisory Committee to address trade-through rule

May 12, 2015

SEC approves tick size pilot to assess impact on smaller companies

May 7, 2015

US Labor Department seeks public comment on conflict of interest and fiduciary proposal

April 21, 2015

President directs Department of Labor to propose a fiduciary standard for brokers advising on retirement savings

February 23, 2015

SEC’s inspections office announces 2015 priorities

January 14, 2015

SEC’s inspections office announces 2015 priorities

January 13, 2015

SEC seeks comment on proposed amendments to FINRA’s equity research rules

December 4, 2014

SEC seeks comment on FINRA’s proposed debt research rules

December 3, 2014

SEC adopts rules designed to improve systems compliance and integrity

November 26, 2014

SEC staff issues regulation S no-action letter covering ASX Bookbuild facility

November 18, 2014