Victor Kandampully

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Overview The Senior Managers Regime comes into force on 7 March 2016. One element of the Senior Managers Regime is regulatory references, as recommended by The Fair and Effective Markets Review (FEMR) to “help firms prevent the ‘recycling’ of individuals with poor conduct records between firms”. This article sets out the current rules relating to regulatory references made by the PRA and FCA, which will apply from 7 March 2016. What did the regulators originally…