The federal banking agencies continue to open the channels for regulated entities to engage in digital asset activities.
By Arthur S. Long, Parag Patel, Pia Naib, and Deric Behar
On May 7, 2025, the Office of the
On 9 May 2025, the Financial Conduct Authority (FCA) published Policy Statement 25/4: Investment research payment optionality for fund managers (PS25/4).
Background
On 5 November 2024, the FCA published Consultation Paper 24/21 (CP24/21) on investment research payment optionality for fund
Where a hospital had inadequate surgical-sterilisation procedures affecting thousands of patients, a US Court of Appeals interpreted the hospital’s medical malpractice excess of loss policies, which covered medical incidents in furnishing services to any one patient, as indemnifying per patient,
At a meeting of the SEC’s Small Business Capital Formation Advisory Committee, SEC Chair Paul Atkins and Commissioner Hester Peirce emphasized the need to lower costs and to reexamine the utility of Regulation A (“Conditional Small Issues Exemption”) as a
The Congressional Research Service reviewed key issues raised in recent legislative efforts to establish a federal framework for stablecoin regulation.
The full update can be found here on our US Regulatory Intelligence platform.
On April 29, Acting Comptroller of the Currency Rodney Hood delivered pre-recorded remarks at the National Fair Housing Alliance’s Responsible AI Symposium. In his speech, Hood reiterated the OCC’s commitment to deploying AI responsibly within the banking sector and highlighted
On April 30, 2025, the FTC filed an amended complaint and final order in the U.S. District Court for the Northern District of Georgia against a debt collection company in connection with allegations that the company engaged in deception and
On May 6, Indiana Governor Mike Braun signed House Enrolled Act No. 1125 into law, making Indiana the latest state to enact a statutory framework for regulating earned wage access (EWA) products. The Indiana Earned Wage Access Act, which takes
