Elizabeth L. Carter, Esq., LLC

Latest from Elizabeth L. Carter, Esq., LLC - Page 2

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The Jumpstart Our Business Startups Act (the “JOBS Act”), enacted on April 5, 2012, established a regulatory structure for startups and small businesses to raise capital through securities offerings through ,crowdfunding. On October 30, 2015, the SEC adopted
Continue Reading Diversity within Regulation Crowdfunding

https://video.wixstatic.com/video/4dc8bf_13881c897fcb465cb9898eda3a8492ff/720p/mp4/file.mp4Summary of Title IV of the JOBS ACT

The Jumpstart Our Business Startups Act (the “JOBS Act”), enacted on April 5, 2012, established a regulatory structure for startups and small businesses to raise capital through exempt securities offerings, one
Continue Reading A Closer Look at Reg A+ and How It Relates to the Tulsa Race Massacre

https://video.wixstatic.com/video/4dc8bf_98851898d2f748229b22219caa74732e/720p/mp4/file.mp4What is an Investment Company?

The Investment Company Act of 1940 (“ Act”) defines an “investment company” as an ,Issuer that “holds itself out as being engaged primarily or proposes to engage primarily, in the business of investing, reinvesting
Continue Reading Is Your Fund Exempt under the Investment Company Act of 1940?

https://video.wixstatic.com/video/4dc8bf_80a71043557b49aa9deb145230d21f80/720p/mp4/file.mp4 The Investment Advisers Act of 1940 (“Act”) is a U.S. federal law that was primarily intended to regulate the business of rendering personalized investment advice to individuals and businesses.. Personalized investment advice is individualized advice attuned to a particular
Continue Reading Does the Investment Advisors Act apply to my business?

https://video.wixstatic.com/video/4dc8bf_17c6b1791586496a94bea7e0c44d48c3/720p/mp4/file.mp4Section 3(a)11 Exemption

Section 3(a)(11) of the Securities Act is generally known as the “intrastate offering exemption.” This federal exemption seeks to facilitate the financing of local business operations. Section 3(a)(11) concerns State-specific securities that meet certain exemption requirements.
Continue Reading Federal Intrastate Exemptions under Securities Act of 1933

https://video.wixstatic.com/video/4dc8bf_01f2b09442254868b21d144c337e7872/1080p/mp4/file.mp4 Right now, non-fungible tokens (NFT) are all the buzz in the cryptocurrency and securities law space. People all over are trying to figure out what is an NFT. Specifically, people want to know how it is used and traded,
Continue Reading The Intersection Between NFTs, Cryptocurrencies, and Securities