The Securities and Exchange Commission today charged Binance Holdings Ltd. (“Binance”), which operates the largest crypto asset trading platform in the world, Binance.com; U.S.-based affiliate, BAM Trading Services Inc. (“BAM Trading”), which, together…
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The Corruption of Foreign Public Officials Act (CFPOA) is Canada’s version of the Foreign Corrupt Practices Act.
This previous post highlighted how a customer of Ultra Electronic Foreign Technology (UEFTI – a company that provides technology and solutions that help
Another in the newbies series: Even though most states have a state corporation law that requires that companies incorporated in that state must have a corporate secretary (for example, see Section 142 of the Delaware General Corporation Law), there is
The Commission settled its first insider trading case based on crypto assets last week. The agency also filed new actions centered on offering frauds and insider trading. Be careful; be safe this week. SEC Enforcement – Filed and Settled Actions
The Securities and Exchange Commission’s Small Business Capital Formation Advisory Committee today released the agenda for its meeting on Wednesday, June 14. The Committee will start the morning session by hearing from its members about marketplace…
In this MB Microtalk video, Mayer Brown’s Laura Richman discusses the SEC’s recent share repurchase disclosure amendments, which require tabular, day-by-day reporting of share buybacks on either a quarterly or semi-annual basis depending on the type of issuer, as
According to this recent Wall Street Journal article:
“The record $279 million whistleblower award issued by the Securities and Exchange Commission earlier this month stemmed from a bribery case against telecommunications company Ericsson.” (See here for the prior post
The Securities and Exchange Commission has announced an open meeting on June 7, 2023, which will be a webcast. At the open meeting, the SEC will consider a number of matters, including the possible rule amendments to Regulation M in order
Investment fund frauds have long been a staple of the SEC enforcement division. Many of those have involved various types of real estate transactions. It is doubtful however that any involved mobile homes and the queen of mobile homes. –
