Webinar | April 1, 20252:00 – 3:00 p.m. EDTRegister here.
Under the right circumstances, an Up-C structure implemented in connection with an initial public offering (IPO) has the potential to deliver significant economic and tax benefits to financial sponsors
Trial in U.S. v. Gordon Coburn and Steven Schwartz is scheduled for jury selection on April 7th. (See here).
Several recent posts have highlighted activity in the case connected to President Trump’s February 10th Executive Order titled “Pausing Foreign
Since 2014, the FCPA Institute has elevated the Foreign Corrupt Practices Act knowledge and practical skills of professionals from around the world. The FCPA Institute began as an in-person event, but shifted to Zoom in 2020. The Zoom event is
In recent years, some who comment on FCPA issues and then hit the “publish” button on their computers are overtly partisan.
I sometimes wonder whether these individuals are aware that the topic they are writing about has been an FCPA
As highlighted in this prior post, in August 2024 the DOJ announced that a “federal grand jury in the Southern District of Florida returned an indictment … charging three executives of an election voting machine and service provider company and
On March 6, 2025, for the first time since 2008, the staff (the “Staff”) of the Securities and Exchange Commission updated its guidance on the use of lock-up agreements in connection with Rule 145(a) transactions (i.e., certain mergers, consolidations, reclassifications
The Securities and Exchange Commission today announced a six-month extension of the compliance dates for amendments adopted in September 2023 to the Investment Company Act “Names Rule,” which addresses fund names likely to mislead investors about a fund’…
Offering fraud actions continue to be a staple of the Commission despite all the changes at the agency. The cases typically center on a “too good to be true” offer to potential investors. Rather than seeing the scheme for what
One of the things government agencies do is protect the public health. Take for example, the FDA. One of its functions is to test new drugs to ensure that they are safe and effective. Accordingly, before new prescription drugs can
Several prior posts have discussed the impact of President Trump’s Executive Order on upcoming or recently completed FCPA trials involving individuals. (See here, here, here and here).
What impact might the Executive Order have on existing corporate