On 5 December 2023, the Prudential Regulation Authority (PRA) published Policy Statement PS15/23 – The Strong and Simple Framework: Scope criteria, liquidity and disclosure requirements (PS15/23).
In PS15/23, the PRA provides feedback to responses to consultation papers CP4/23 – The…
On 5 December 2023, the Prudential Regulation Authority (PRA) and Financial Conduct Authority (FCA) jointly published a Policy Statement (PS) on Remuneration: Enhancing proportionality for small firms (PRA PS16/23and FCA PS23/17).
In the PS, the PRA and the FCA provide…
On 5 December 2023, the Prudential Regulation Authority (PRA) published Consultation Paper CP23/23 – Identification and management of step-in risk, shadow banking entities and groups of connected clients.
In CP23/23, the PRA sets out proposed rules requiring Capital Requirements…
On 5 December 2023, the European Parliament announced that in the Economics and Monetary affairs committee MEPs, led by the rapporteur Aurore Lalucq (S&D, FR), voted in favour of significant changes to draft regulation proposed by the European Commission on…
In the fourth podcast in our DE&I series, Hannah McAslan-Schaaf and Lara White discuss the data protection aspects of the FCA’s recent consultation paper on diversity and inclusion.
On 30 November 2023, the FCA published its latest Regulation Round-up.
The Round-up highlights the following key updates:
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On 4 December 2023, the European Supervisory Authorities (ESAs) published a final report setting out proposals to amend the draft regulatory technical standards (RTS) to Commission Delegated Regulation 2022/1288 supplementing the Sustainable Finance Disclosure Regulation (SFDR).
The final report responds…
On 4 December 2023, the Financial Stability Board (FSB) issued a final report containing a toolkit for financial authorities and financial institutions as well as service providers for their third-party risk management and oversight.
The toolkit comprises four chapters:
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On 3 December 2023, the International Organization of Securities Commissions (IOSCO) issued a consultation report which provides a general overview of the carbon credits ecosystem and outlines a proposed set of good practices to promote the integrity and orderly functioning…
On 4 December 2023, the International Organization of Securities Commissions (IOSCO) published a final report, Supervisory practices to address greenwashing.
The final report provides a mapping of the regulatory and supervisory approaches and practices (current or planned) by regulators…
