On 27 January 2023, the FCA published Handbook Notice 106.
This Handbook Notice discusses the following instruments that the FCA board approved on 26 January 2023:
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In our latest podcast on the Edinburgh Reforms, Hannah Meakin discusses what the reforms mean from a markets perspective.
On 26 January 2023, the FCA published its latest Regulation Round-up.
Regulation Round-up is the FCA’s monthly newsletter to firms on hot topics, events and sector news.
Among other things in Regulation Round-up the FCA:
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On 25 January 2023, the FCA published a new webpage setting out feedback on good and poor quality applications under the Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 (MLRs). The feedback is intended…
On 25 January 2023, the European Systemic Risk Board (ESRB) issued a recommendation on vulnerabilities in the commercial real estate sector in the EEA. The ESRB has also published a report entitled Vulnerabilities in the EEA commercial real estate sector…
On 25 January 2023, the FCA published the results of its review of the Consumer Duty implementation plans of larger ‘fixed’ firms with a dedicated FCA supervision team. The FCA conducted this review to better understand firms’ approach to embedding…
On 25 January 2023, the European Securities and Markets Authority and the FCA had agreed:
On 24 January 2023, the FCA published a speech by Jessica Rusu (FCA Chief Data, Information and Intelligence Officer) entitled Building better foundations in AI.
Key points in the speech include:
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On 24 January 2023, the National Crime Agency (NCA) published its latest Suspicious Activity Report (SARs) Annual Report.
Among other things the report notes:
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