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Independent Investment Advisors Demonstrate Demand for Schwab Advisor Transition Support Services

By Thomas D. Giachetti on April 2, 2005
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Since its debut 18 months ago, Schwab Institutional’s Advisor Transition Support has exceeded $10 billion in total assets under management of independent investment advisors who have indicated an interest in selling their businesses. Schwab Advisor Transition Support offers a suite of services to help independent advisors plan their mergers, acquisitions and internal succession.

Earlier this month, Schwab Institutional concluded its sold-out workshop series on transition planning that began in January. Schwab Institutional hosted these workshops, where third-party experts including consultant/investment bank Moss Adams LLP, the law firm of Stark & Stark, and Quist Valuation guided 142 participants through six two-day sessions designed to help them with mergers and acquisitions and internal succession. Participants were not only exposed to the fundamentals of mergers and acquisitions — including planning, valuation, organization structure, legal and taxes — but also learned advanced deal structure strategies to optimize these inter-related components.

You can read the entire Schwab press release on their Advisor Transition Support Services here.

Photo of Thomas D. Giachetti Thomas D. Giachetti

Thomas D. Giachetti, Shareholder, is Chair of the Investment Management & Securities Practice Group. A former investment banker and NASD registered representative, Mr. Giachetti’s legal practice is devoted to investment-related matters, including the representation of investment advisers, financial planners, broker-dealers, public and…

Thomas D. Giachetti, Shareholder, is Chair of the Investment Management & Securities Practice Group. A former investment banker and NASD registered representative, Mr. Giachetti’s legal practice is devoted to investment-related matters, including the representation of investment advisers, financial planners, broker-dealers, public and private investment companies (e.g., mutual funds, hedge funds, etc.), CPA firms and registered representatives throughout the United States. He also advises claimants and respondents in securities regulatory, arbitration and litigation matters.

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  • Posted in:
    Banking, Finance and Securities
  • Blog:
    New Jersey Law Blog
  • Organization:
    Stark & Stark
  • Article: View Original Source

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