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Dodd Frank Whistleblower Report

By John Tan on November 16, 2012
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Yesterday, November 15, the SEC issued its 2012 whistleblower report.

A total of 115 (3.8%) tips were FCPA related. Additionally, 324 tips (10.8% of total) originated from overseas. The top overseas sources of tips were the UK (74, 23%), Canada (46, 14%), India (33, 10%), China (27, 8%), and Australia (21, 6%). No other single country had more than 10.

Domestically, the states with the highest number of whistleblower tips per capita were Nevada, Washington, Kentucky, New York, and California. The states with the lowest rates per capita were Maine, Mississippi, Alabama, Oklahoma, and New Hampshire.

Photo of John Tan John Tan
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  • Posted in:
    Banking, Finance and Securities
  • Blog:
    Global Regulatory Enforcement Law Blog
  • Organization:
    Reed Smith LLP

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