Join our Morrison & Foerster colleagues at the 2015 Structured Products Washington Conference on Regulatory, Legal and Compliance Issues Impacting Structured Products. This fall, regulators, in-house counsels and legal advisers in the derivatives and structured products business will gather for a day of essential discussions on regulatory changes in the market and rewarding networking with industry peers in the region.
The event will take place on November 5, 2015 at the Fairfax at Embassy Row, 2100 Massachusetts Avenue, NW, Washington, DC 20008.
Topics Will Include:
- Disclosures, pricing, new products and emerging issues;
- The SEC update on new and exchange traded products;
- Marketing derivatives and structured products;
- Index governance and maintenance;
- Bank regulatory issues affecting structured notes issuers;
- Enforcement issues relating to structured products;
- Tax developments;
- Investment Company Act and Advisers Act issues;
- Suitability, KYD and other compliance issues, and
- Preparing for a FINRA or OCIE exam compliance basics.
For more information or to register, visit http://www.structuredproductswashington.com/