The Compliance Reporter’s December Breakfast Briefing will take place on Wednesday, December 2nd in New York, New York. The event will be held at The Lambs Club and will be centered on offering the latest practical advice for chief compliance officers at broker/dealers and investment managers on avoiding the pitfalls and keeping your firm safe. Partner Anna Pinedo will be a panelist on the session “Social and CCOs: The Latest in Tackling a Thorny Issue”.
Potential topics for discussion include:
- What are the key risks in using social media?
- How can you let employees market without creating liabilities?
- What are the most effective social media policies?
- How can you best present your firm’s social media approach in an exam?
- What’s next from the regulators?
For more information about this event, click here.