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SRZ Insights: The New SFT Regulation

By Ron Feldman on March 1, 2016
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In this SRZ Insights video, SRZ associate Ron Feldman shares what fund managers need to know about the new Securities Financing Transactions Regulation, which is an EU regulation and applies directly in each EU Member State without the need for local implementing legislation. Ron reviews the scope and requirements of the SFT Regulation, including record-keeping requirements, disclosure obligations and transaction reporting.

 

  • Posted in:
    Banking, Finance and Securities
  • Blog:
    Regulatory & Compliance Update
  • Organization:
    Schulte Roth & Zabel LLP

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