Thursday, June 15, 2017
12:00 p.m. – 1:00 p.m. EDT
This session will focus on the considerations for issuers, broker-dealers, registered investment advisers, and commodity pools in using social media, whether for corporate communications or in the context of securities offerings.
Topics of discussion will include:
- Reg FD and other liability concerns;
- FINRA guidance on communications and social media;
- Social media for “business” versus “personal” use by employees of financial services firms;
- SEC guidance for investment advisers;
- General solicitation; and
- CFTC and NFA guidance for funds.
For more information, or to register, please click here.
CLE credit is pending for California and New York.