Thursday, November 30, 2017
9:15 a.m. – 2:00 p.m. MST
Investment Advisor Association Seminar
Westin Denver Downtown
672 Lawrence Street
Denver, CO 80202
The IAA Compliance Workshops are an excellent opportunity to gain practical insights into challenging legal and regulatory issues facing SEC-registered investment advisers, and to meet compliance and legal professionals at other IAA member firms.
Of Counsel Kelley A. Howes will participate in a panel discussion addressing current regulatory and examination priorities.
For more information, or to register, please click here.