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FCA Handbook Notice No. 64

By Georgia Karamani (UK) on April 1, 2019
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On 29 March 2019, the FCA published Handbook Notice No. 64.

The Handbook Notice describes the changes to the Handbook, Binding Technical Standards and other material made by the FCA under its legislative and other statutory powers on 28 February and 28 March 2019, and by the Board of the Financial Ombudsman Service, subject to approval by the FCA, on 6 and 27 March 2019.

The relevant FCA instruments for the period are:

  • Fees (Office for Professional Body Anti-Money Laundering Supervision) Instrument 2019 (FCA 2019/9);
  • Reporting of Information About Directory Persons (Dual-Regulated Firms) Instrument 2019 (FCA 2019/11);
  • Consumer Credit (Rent-To-Own Cost Cap) Instrument 2019 (FCA 2019/13);
  • Financial Ombudsman Service (Award Limit) Instrument 2019 (FOS 2019/1; FCA 2019/12);
  • Fees Manual (Financial Ombudsman Service Case Fees 2019/2020) Instrument 2019 (FOS 2019/2);
  • Financial Services Compensation Scheme (Management Expenses Levy Limit 2019/20) Instrument 2019 (FCA 2019/14);
  • Approved Persons Regime (Exclusion for Claims Management) Instrument 2019 (FCA 2019/16);
  • Consumer Credit (High Net Worth Exemption) Instrument 2019 (FCA 2019/17);
  • Fees (Credit Rating Agencies, Trade Repositories and Securitisation Repositories) Instrument 2019 (FCA 2019/12);
  • European Union Withdrawal Instruments (FCA 2019/18 – 20, 22 – 56 and 60 – 62); and
  • Small Business (Eligible Complainant)(Amendment) Instrument 2019 (FCA 2019/63; FOS 2019/4).
Photo of Georgia Karamani (UK) Georgia Karamani (UK)
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  • Posted in:
    Administrative and Regulatory
  • Blog:
    Global Regulation Tomorrow
  • Organization:
    Norton Rose Fulbright
  • Article: View Original Source

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