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Fox Rothschild LLP’s Securities Industry Group Members Patrick Egan and Chuck DeMonaco Present an Insider Trading Webinar

By Fox Rothschild on April 8, 2020
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Please join Fox Rothschild LLP’s Security Industry Group members, Patrick Egan and Chuck DeMonaco, for a timely discussion on insider trading and the effect of the pandemic on those investigations.  Kindly join us

 

It’s All in the Timing: Insider Trading Investigations and National Emergencies

Complimentary Webinar
Thursday, April 16, 2020 | 2 pm ET

The declaration of a national emergency can trigger insider trading inquiries focused on the owners of a stock portfolio, 401(k) plan or brokerage account if they sold before or after the emergency was declared.

Join Patrick Egan and Chuck DeMonaco for practical guidance on how to respond when confronted with questions from investigators and an outline of the process such investigations follow.

Fox uses WebEx technology for webinars. New to WebEx? Click here to join a test meeting. We recommend using the computer audio option.

 

www.foxrothschild.com        

 

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Copyright © 2020 Fox Rothschild LLP. Fox Rothschild LLP is a Pennsylvania Limited Liability Partnership. The material contained in this document has been authored or gathered by Fox Rothschild for informational purposes only. This document is not intended to be and is not considered to be legal advice. Transmission of this document is not intended to create, and receipt does not establish, an attorney-client relationship. Legal advice of any nature should be sought from legal counsel.

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  • Posted in:
    Banking, Finance and Securities
  • Blog:
    Securities Compliance Sentinel
  • Organization:
    Fox Rothschild LLP

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