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US SEC Issues Supplementary Proxy Voting Guidance for Investment Advisers

By Leslie S. Cruz on July 28, 2020
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On July 22, 2020, the US Securities and Exchange Commission (SEC) published supplementary guidance in the form of a policy statement regarding the proxy voting responsibilities of investment advisers under Rule 206(4)-6 under the Investment Advisers Act of 1940. This Legal Update provides further detail. Continue reading here.

 

Photo of Leslie S. Cruz Leslie S. Cruz
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  • Posted in:
    Banking, Finance and Securities
  • Blog:
    Free Writings + Perspectives
  • Organization:
    Mayer Brown
  • Article: View Original Source

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