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Directors’ duties in regulated firms

By Jonathan Herbst (UK), Katie Stephen (UK), Mark Craggs (UK) & John Coley (UK) on September 22, 2020
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For the latest webinar exploring topics where regulatory and insolvency issues meet, we were joined by members of KPMG’s restructuring group to provide an update on the impact of COVID on directors’ duties in regulated firms. Topics included:

  • Companies Act and common law and equitable duties versus duties under the senior managers and certification regime
  • Themes from recent FCA/PRA enforcement action
  • Wider governance, conduct and customer perspectives 

The recording of the webinar can be listened to here.

Photo of Jonathan Herbst (UK) Jonathan Herbst (UK)
Read more about Jonathan Herbst (UK)Email
Photo of Katie Stephen (UK) Katie Stephen (UK)
Read more about Katie Stephen (UK)Email
Photo of Mark Craggs (UK) Mark Craggs (UK)
Read more about Mark Craggs (UK)Email
Photo of John Coley (UK) John Coley (UK)
Read more about John Coley (UK)Email
  • Posted in:
    Corporate Governance and Compliance
  • Blog:
    Global Regulation Tomorrow
  • Organization:
    Norton Rose Fulbright
  • Article: View Original Source

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