As part of the Securities and Exchange Commission’s amendments to the exempt offering framework, which amendments became effective in March 2021, the SEC, among other things, aligned the bad actor disqualification provisions in Regulation A, Regulation D, and Regulation CF. Our updated resource provides an overview of the bad actor disqualification provisions applicable in connection with each of these exemptions, as well as a discussion of the Staff guidance contained in several sets of Securities Act Rules Compliance and Disclosure Interpretations (“C&DI”).
Read more about the bad actor disqualification provisions of Regulation A, Regulation CF and Regulation D in our latest On Point.
