A new episode of RT Plus is out now and available to stream and download.
In this episode we’re playing a conversation that took place recently between Katie Stephen and Sonya Zywko regarding how to deal with enquiries from the regulator regarding market disclosures, including discussion of how to mitigate the risk of receiving an enquiry and when issues are raised, how best to respond. This is a subject of continual relevance to financial services firms and is an area of heightened regulatory scrutiny as firms looks to transition out of lockdown.
RT Plus and the Regulation Tomorrow Podcast are available to stream and download on Apply Podcasts, iTunes, Spotify and Soundcloud. Please subscribe to ensure you don’t miss an episode. To listen to this episode of RT Plus on Apple – click here.