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The SEC Institute Blog

An Example Risk Factor Summary

By George Wilson

Robinhood Markets’ recent IPO attracted extensive press and investor attention.  One interesting disclosure in the company’s Registration Statement on Form S-1 is the Risk Factors section, which starts on page 35 and ends on page 110.  Since this is clearly more than 15 pages, as required by Regulation S-K Item 105, the company provided a two-page summary of their risk factors which you can find on pages 10-12 of the Registration Statement.

As always, your thoughts and comments are welcome!

Originally published at seciblog.pli.edu

Citation

George Wilson, An Example Risk Factor Summary, The SEC Institute Blog (August 3, 2021) [The Library at LexBlog, LEX-WK-QA1WNQWP, lexpid.org/QA1WNQWP]

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