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The RT Plus UK IFPR Series continues with podcasts on committees and ICARA

By Victoria Pridmore & Arup Sen on December 23, 2021
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The RT Plus IFPR Series continues with two further episodes available to stream and download. In this bite-sized series, each episode features a quick run through the issues pertaining to some of the key headlines of the new prudential regime for investment firms in the UK.

In these two latest episodes, Compliance Manager, Victoria Pridmore, first looks at committee requirements under the UK IFPR, including what committees are required and how they should be composed. In the second episode, Victoria examines the ICARA process, including a look at the ICARA document and also the considerations around whether a group or consolidated ICARA would be required.

RT Plus is available to stream and download from Apple Podcasts, iTunes, Spotify and Soundcloud. To listen to the committee podcast, please click here. To listen to the ICARA podcast, please click here.

Photo of Victoria Pridmore Victoria Pridmore
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Photo of Arup Sen Arup Sen
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  • Posted in:
    Financial, International
  • Blog:
    Financial services: Regulation tomorrow
  • Organization:
    Norton Rose Fulbright
  • Article: View Original Source

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