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FCA Handbook Notice No. 103

By Joe Bamford (UK) on October 31, 2022
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On 31 October 2022, the FCA published Handbook Notice No 103.

The Handbook Notice describes the changes to the FCA Handbook and other material made by the FCA Board under its legislative and other statutory powers on 28 October 2022. Where relevant, it also refers to the development stages of that material, enabling readers to look back at developmental stages if they wish. On 28 October 2022, the FCA approved the Supervision Manual (Reporting No 18) Instrument 2022 which amends form FSA035 in order to reflect the prudential requirements that firms have in Interim Prudential sourcebook for Investment Businesses (IPRU(INV)) 5.4.3R. The same text also exists in SUP 16 Annex 24R and the guidance on validation in SUP 16 Annex 25G. The instrument also amends labelling errors in SUP 16 Annexes 24R and SUP 16 Annex 25G. The instrument comes into force on 31 December 2022.

Photo of Joe Bamford (UK) Joe Bamford (UK)
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  • Posted in:
    Banking, Finance and Securities
  • Blog:
    Global Regulation Tomorrow
  • Organization:
    Norton Rose Fulbright
  • Article: View Original Source

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