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New briefing note – Spotlight on the Appointed Representatives regime: what you should be doing now

By Katie Stephen (UK), Rebecca Dulieu & Simon Lovegrove (UK) on November 11, 2022
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We have published a new briefing note, Spotlight on the Appointed Representatives regime: what you should be doing now. This briefing note follows our first briefing note on the revised Appointed Representatives regime.

In this briefing note, we have focussed on five key areas including where the FCA has revised its original consultation proposals. We also propose some steps for firms to consider taking now, if not doing so already, to ensure they are compliant when the new FCA rules and guidance take effect from 8 December 2022.

Photo of Katie Stephen (UK) Katie Stephen (UK)
Read more about Katie Stephen (UK)Email
Photo of Rebecca Dulieu Rebecca Dulieu
Read more about Rebecca DulieuEmail
Photo of Simon Lovegrove (UK) Simon Lovegrove (UK)
Read more about Simon Lovegrove (UK)Email
  • Posted in:
    Other
  • Blog:
    Global Regulation Tomorrow
  • Organization:
    Norton Rose Fulbright
  • Article: View Original Source

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