Skip to content

Menu

LexBlog, Inc. logo
CommunitySub-MenuPublishersChannelsProductsSub-MenuBlog ProBlog PlusBlog PremierMicrositeSyndication PortalsAboutContactResourcesSubscribeSupport
Join
Search
Close

FINRA’s 2023 Priorities and Examination Findings Report from Monthly SIFMA Luncheon

By John Lukanski, Kiran Somashekara & Pawel Maziarz on January 20, 2023
Email this postTweet this postLike this postShare this post on LinkedIn

FINRA’s 2023 Priorities and Examination Findings was the topic of discussion at SIFMA’s first monthly luncheon of 2023. Reed Smith sponsored this luncheon and provided a full report from the panel presentation by Robert Cook (President and CEO of FINRA) and Greg Ruppert (EVP of Member Supervision at FINRA), and moderated by Saima Ahmed, SIFMA’s EVP and General Counsel.

Read our detailed client alert summarizing the event on reedsmith.com.

Photo of John Lukanski John Lukanski
Read more about John LukanskiEmail
Photo of Kiran Somashekara Kiran Somashekara
Read more about Kiran SomashekaraEmail
Photo of Pawel Maziarz Pawel Maziarz
Read more about Pawel MaziarzEmail
  • Posted in:
    Financial
  • Blog:
    Consumer Finance Spotlight
  • Organization:
    Reed Smith LLP
  • Article: View Original Source

LexBlog, Inc. logo
Facebook LinkedIn Twitter RSS
Real Lawyers
99 Park Row
  • About LexBlog
  • Careers
  • Press
  • Contact LexBlog
  • Privacy Policy
  • Editorial Policy
  • Disclaimer
  • Terms of Service
  • RSS Terms of Service
  • Products
  • Blog Pro
  • Blog Plus
  • Blog Premier
  • Microsite
  • Syndication Portals
  • LexBlog Community
  • 1-800-913-0988
  • Submit a Request
  • Support Center
  • System Status
  • Resource Center

New to the Network

  • The Benefit of Benefits
  • Employment Class Actions: A General Counsel Briefing
  • U.S. Legal Insights for Korean Businesses
  • Latin American Blog
  • Intellectual Property Law Blog
Copyright © 2023, LexBlog, Inc. All Rights Reserved.
Law blog design & platform by LexBlog LexBlog Logo