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SEC Disclosure Considerations Following Bank Sector Disruptions

By John Berkery, Jerry R. Marlatt, Shayda Milani, Anna T. Pinedo, Laura D. Richman & David Schuette on March 27, 2023
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Recent failures of certain domestic and international banks and resulting government intervention, acquisitions and subsequent developments have resulted in significant disruption in the bank sector. Compliance with U.S. securities laws is important, especially in times of heightened uncertainty. This alert focuses on the impact the current volatility may have on disclosures that public companies make in their filings with the U.S. Securities and Exchange Commission (SEC).  

Read the complete Legal Update.

Photo of Jerry R. Marlatt Jerry R. Marlatt
Read more about Jerry R. MarlattEmail
Photo of Anna T. Pinedo Anna T. Pinedo

Anna Pinedo is a partner in Mayer Brown’s New York office and a member of the Corporate & Securities practice. She concentrates her practice on securities and derivatives. Anna represents issuers, investment banks/financial intermediaries and investors in financing transactions, including public offerings and…

Anna Pinedo is a partner in Mayer Brown’s New York office and a member of the Corporate & Securities practice. She concentrates her practice on securities and derivatives. Anna represents issuers, investment banks/financial intermediaries and investors in financing transactions, including public offerings and private placements of equity and debt securities, as well as structured notes and other hybrid and structured products.

Read Anna’s full bio.

Read more about Anna T. PinedoEmail
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  • Posted in:
    Banking, Finance and Securities
  • Blog:
    Free Writings + Perspectives
  • Organization:
    Mayer Brown
  • Article: View Original Source

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