Rule 144A Relief from Rule 15c2-11 By Caitlin Kaplan & Anna T. Pinedo on October 30, 2023 Email this postTweet this postLike this postShare this post on LinkedIn The Securities and Exchange Commission (SEC) has granted an order exempting Rule 144A fixed-income securities (fixed-income securities that are issued in accordance with the requirements of Rule 144A) from Rule 15c2-11. See the order here.
