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Swift, Wrongful Action – the Predicate for an Enforcement Action

By Thomas Gorman on May 9, 2025
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Many Commission enforcement actions take a considerable period of time to unfold. It is not infrequent for the underlying facts to develop over long periods of time. That period is often followed by another lengthy period of time during which …

Swift, Wrongful Action – the Predicate for an Enforcement Action

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Source

  • Posted in:
    Administrative and Regulatory
  • Blog:
    SEC Actions
  • Organization:
    Thomas O. Gorman
  • Article: View Original Source

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