Thursday, October 20, 2016
12:00 p.m. – 1:00 p.m. EDT
The FINRA communications rule governs all aspects of communications by member firms. FINRA is in the process of amending Rule 2210. In this teleconference, we will discuss:
- Upcoming amendments to Rule 2210;
- The scope of Rule 2210;
- FINRA enforcement actions relating to communications; and
- Social media use by broker-dealers and their associated persons.
Speaker:
- Bradley Berman
Of Counsel, Morrison & Foerster LLP
For more information, or to register, please click here.
CLE credit is pending for California and New York.