The Sixth Circuit recently held that Michigan state employees could base First Amendment political-affiliation and protected-speech retaliation claims on their perceived political affiliations, even absent actual affiliations with the party in question.  Dye v. Office of the Racing Comm’n, No. 11-cv-1828 (6th Cir. Dec. 18, 2012).   It’s important for government and private employers alike to appreciate the import of this decision, and it’s noteworthy that this decision widens a split between the Sixth and Third Circuits.

Background

Four Racing Stewards working for Michigan’s Office of the Racing Commissioner (“ORC”) alleged that the ORC Commissioner and Deputy Commissioner retaliated against them based on their perceived political affiliations.  Specifically, they claimed that the Commissioner and Deputy Commissioner, who were political appointees of Michigan’s Democratic Governor, did so because they perceived them as being affiliated with the Republican Party and because they engaged in political speech during the 2006 Republican gubernatorial election and confirmation process.  On these bases, they filed an action in the U.S. District Court for the Eastern District of Michigan alleging a § 1983 First Amendment retaliation claim.

The district court granted the defendants summary judgment, stating that “none of the stewards had established that they were affiliated with the Republican Party or [the Republican] gubernatorial candidate[.]” 

Sixth Circuit Ruling

The Sixth Circuit (majority) began its analysis by noting that protected-speech and political-affiliation retaliation claims are governed by the First Amendment retaliation doctrine.  To establish a prima facie case under this doctrine, a plaintiff must show (1) he or she engaged in constitutionally protected speech or conduct; (2) an adverse action was taken against him or her that would deter “a person of ordinary firmness” from continuing to engage in that conduct; and (3) there is a casual connection between elements one and two – that is, the adverse action was motivated at least in part by his protected conduct.  If the employee establishes a prima facie case, the employer must show by a preponderance of evidence that the adverse action would have been the same absent the protected conduct.

Analyzing the factual record under this framework, the Sixth Circuit reversed the district court’s ruling, holding that the plaintiffs were protected against political affiliation discrimination regardless of whether they actually were affiliated with the Republican Party.  In this regard, the court stressed that “the critical inquiry in certain political-affiliation retaliation cases is the motivation of the employer[.]” 

This holding diverges from the requirement in the Third Circuit that a plaintiff make a showing of actual (not just perceived) political affiliation.  Ambrose vs. Twp. of Robinson, Pa., 303 F.3d 488 (3d Cir. 2002). 

Implications

This decision serves as another reminder that retaliation claims come in all shapes and sizes (we examined retaliation claims based on familial relationships in a recent post), and that employers need to be cautious about their reasons for any adverse employment actions.  Plus, this case shows that, in some instances (and in the Sixth Circuit in particular), a claim that a supervisor retaliated against someone based on a misperception as to his or her affiliation or conduct could form the basis of a retaliation claim. 

Photo of Steven J. Pearlman Steven J. Pearlman

Steven J. Pearlman is a partner in the Labor & Employment Law Department, where he is Head of the Restrictive Covenants, Trade Secrets & Unfair Competition Group and Co-Head of the Whistleblowing & Retaliation Group.

Employment, Restrictive Covenant & Trade Secret, and Whistleblower

Steven J. Pearlman is a partner in the Labor & Employment Law Department, where he is Head of the Restrictive Covenants, Trade Secrets & Unfair Competition Group and Co-Head of the Whistleblowing & Retaliation Group.

Employment, Restrictive Covenant & Trade Secret, and Whistleblower Practice. Steven’s national practice focuses on defending companies in federal and state courts and in arbitration fora against the full spectrum of employment-related claims, including claims of executives; restrictive covenant violations; employee raiding; theft of trade secrets; whistleblower retaliation under the Sarbanes-Oxley Act, the Dodd-Frank Act and similar state laws; and wage-and-hour violations, including class, collective and PAGA actions.

Steven has successfully handled trials in multiple jurisdictions; prevailed in seeking and defending against applications for temporary restraining orders and preliminary injunctions; defended one of the largest Illinois-only class actions in the history of the federal courts in Illinois (over 90k putative class members); and prevailed following his oral arguments before federal and state appellate courts. He brings his litigation experience (beginning in 1998) to bear in counseling clients to minimize risk and avoid or prepare for success in litigation.

Investigations. Reporting to boards of directors, their audit committees, CEOs and in-house counsel, Steven conducts sensitive investigations and has the unusual experience of testifying in federal court in connection with investigations. His investigations have involved complaints of sexual harassment involving C-suite officers; systemic violations of employment laws and company policies; and fraud, compliance failures and unethical conduct.

Thought Leadership and Accolades. Steven was named Lawyer of the Year for Chicago Labor & Employment Litigation in the 2023 edition of The Best Lawyers in America. He is a Fellow of the College of Labor and Employment Lawyers. Chambers has reported:

  • Steven is “one of the best in the country and has a lot of experience”;
  • Steven is as an “outstanding lawyer” who is “very sharp and very responsive,” a “strong advocate,” and an “expert in his field”;
  • He is thoughtful, attentive and demonstrates an acute understanding of matters top of mind for business-minded general counsel; and
  • “He is someone who can navigate the twists and turns of litigation without difficulty.”

Steven was 1 of 12 individuals selected by Compliance Week as a “Top Mind.” Earlier in his career, he was 1 of 5 U.S. lawyers selected by Law360 as a ”Rising Star Under 40” in the area of employment law and 1 of “40 Illinois Attorneys Under Forty to Watch” selected by Law Bulletin Publishing Company. Steven is a U.S. Library of Congress Burton Award Winner for “Distinguished Legal Writing.”

Steven was appointed to Law360’s Employment Editorial Advisory Board and selected as a Contributor to Forbes.com. He has appeared on Bloomberg News (television and radio) and Yahoo! Finance, and is often quoted in leading publications such as The Wall Street Journal. The U.S. Chamber of Commerce has engaged Steven to serve as lead counsel on amicus briefs to the U.S. Supreme Court and federal circuit courts of appeal.

In 2024, Steven received the Excellence in Pro Bono Service Award from the United States District Court for the Northern District of Illinois and the Chicago Chapter of the Federal Bar Association.