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Spotlight on the Appointed Representatives regime: new FCA webpage on section 165 request for principal firms

By Katie Stephen (UK), Rebecca Dulieu & Simon Lovegrove (UK) on December 8, 2022
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On 8 December 2022, the FCA published a new webpage concerning the section 165 data request which it is sending to principal firms asking for more information about their appointed representatives. The webpage also includes responses to common questions. Principal firms have until 28 February 2023 to respond to the request.

Photo of Katie Stephen (UK) Katie Stephen (UK)
Read more about Katie Stephen (UK)Email
Photo of Rebecca Dulieu Rebecca Dulieu
Read more about Rebecca DulieuEmail
Photo of Simon Lovegrove (UK) Simon Lovegrove (UK)
Read more about Simon Lovegrove (UK)Email
  • Posted in:
    Banking, Finance and Securities
  • Blog:
    Global Regulation Tomorrow
  • Organization:
    Norton Rose Fulbright
  • Article: View Original Source

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