June 11, 2026
8:30 a.m. – 9:30 a.m. ET
Mayer Brown LLP 14th Floor, 1221 Avenue of the Americas, New York, NY 10020
Register here.
Updated Agenda
Join us for this in-person CLE on June 11, 2026.
We will discuss the following, among other issues:
- An Overview of Reg M
- Revisiting Areas of Concern Following the Reg M Amendments and FINRA Rule 5190
- Products Linked to IPO Stocks & Reg M Compliance
- Non-US Selling Group Members and Reg M Compliance
- PIPEs, SPACs and DeSPACs, and ATMs and Reg M
- The Rulemaking Petition to Amend Rule 105
This is an in-person presentation intended to encourage discussion. There will be no recording or hybrid remote option available.