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Top Ten Regulatory and Litigation Risks for Private Funds in 2021

March 18, 2021

SEC Division of Examinations Announces its Examination Priorities for 2021

March 16, 2021

SEC Revises Marketing Rule for Registered Investment Advisers

February 9, 2021

OCIE Issues Risk Alert on Common Deficiencies Observed in Adviser Compliance Programs

December 14, 2020

SEC Announces 2020 National Compliance Outreach Seminar for Investment Companies and Investment Advisers

October 29, 2020

SEC Expands the “Accredited Investor” and “QIB” Definitions and the Permitted Scope of “Testing the Waters”

September 21, 2020

SEC Releases Risk Alert Identifying Common Private Equity and Hedge Fund Compliance Deficiencies

July 1, 2020

Cybersecurity: SEC and Other Regulators

May 21, 2020

Cybersecurity: Threats, Consequences, and the Regulatory Framework

May 20, 2020

Private Equity and Cybersecurity: Threats, Consequences, and the Regulatory Framework

May 20, 2020

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Anthony M. Drenzek

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