Anthony M. Drenzek

ID: 1b83438d-2619-30fb-68c4

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Claimed Record

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Organization: Proskauer Rose LLP

SEC Revises Marketing Rule for Registered Investment Advisers

The Capital Commitment · February 9, 2021

OCIE Issues Risk Alert on Common Deficiencies Observed in Adviser Compliance Programs

The Capital Commitment · December 14, 2020

OCIE Issues Risk Alert on Common Deficiencies Observed in Adviser Compliance Programs

The Capital Commitment · December 14, 2020

SEC Announces 2020 National Compliance Outreach Seminar for Investment Companies and Investment Advisers

The Capital Commitment · October 29, 2020

SEC Announces 2020 National Compliance Outreach Seminar for Investment Companies and Investment Advisers

The Capital Commitment · October 29, 2020

Practice Areas

Banking, Finance and Securities

Business and Commercial

Privacy and Cybersecurity

Jurisdictions