
Adam D. Kanter
SEC Proposes Expanding Securities Eligible for Cross Trading by Registered Funds
Free Writings + Perspectives ·
SEC Proposes Amendments Addressing Retailization; Modernizing Regulated Funds and Performance-Based Compensation
Free Writings + Perspectives ·
SEC Exam Staff Issues Risk Alert on Investment Adviser Annual Compliance Reviews
Free Writings + Perspectives ·
SEC Proposes Rescission of Investment Adviser “Pay-to-Play” Rule
Free Writings + Perspectives ·