Northern District of Ohio Holds Expert Evidence Must Be Admissible to Be Considered at Class Certification
FINRA’s Important Reminder to Firms—Don’t Forget to Supervise Third-Party Vendors
Courts’ Clashing Standards For Evidence At Class Cert.
Minnesota Court Untangles Who Owns What Claim in the Fallout of a Ponzi Scheme
A New Avenue for Defendants in Securities Fraud Class Actions: Supreme Court Holds “Generic” Nature of Statements Is “Important Evidence” of Price Impact at Class Certification
A New Avenue for Defendants in Securities Fraud Class Actions: Supreme Court Holds “Generic” Nature of Statements Is “Important Evidence” of Price Impact at Class Certification
Another Cop on the Beat? CFP Board Signals Increased Enforcement Focus
OCIE Finds Supervision Failures at Multiple-Branch Office Investment Advisers
