Andrew Lom (US)
SEC adopts new Form ATS-N and amendments to Regulation ATS to increase transparency and oversight of alternative trading systems
Banking, Finance and Securities ·
SEC’s Jay Clayton and William Hinman reiterate Howey is here to stay
Banking, Finance and Securities ·
New York State starts cryptocurrency exchange inquiry; SEC and CFTC foresee additional cryptocurrency and ICO regulation
Banking, Finance and Securities ·
SEC Cyber Unit successfully pursues fraudulent ICOs
Technology and AI ·
Asset management groups react to proposed incentive-based compensation rule
Banking, Finance and Securities ·