Brad L. Caswell

ID: 1b835be1-2619-30fb-68c4

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Unclaimed

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Organization: Schulte Roth & Zabel LLP

How Should Hedge Fund Managers Approach the Identification, Prevention, Detection, Handling and Correction of Trade Errors? (Part One of Three)

Regulatory & Compliance Update · March 7, 2013

The SEC’s New “Presence Exams”

Regulatory & Compliance Update · December 1, 2012

The Long View: Why Working Through Every Item on an Extensive Checklist May Obscure the Bigger Risks – Particularly Conflicts of Interest

Regulatory & Compliance Update · November 22, 2012

SEC Announces “Presence Exams” for Newly-Registered Investment Advisers

Regulatory & Compliance Update · October 9, 2012

The Long View: How Hedge Fund Advertising Has Been Impacted by the JOBS Act

Regulatory & Compliance Update · August 10, 2012