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SEC Launches Exam Initiative for Newly Registered Municipal Advisors

August 20, 2014

U.S. House Votes to Reauthorize the CFTC and Exclude Most RICs from CPO and CTA Requirements

June 27, 2014

Stay on Municipal Advisor Rules Expires July 1, 2014

June 26, 2014
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Chrys A. Carey

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