Covington Financial Services

ID: 1b83d977-2619-30fb-68c4

/

Claimed Record

/

Organization: Covington & Burling LLP

CFTC Adopts Final Rules on Capital Requirements and Cross-Border Application of the Registration Thresholds for Swap Dealers and Major Swap Participants

Cov Financial Services · August 5, 2020

CFTC’s Civil Monetary Penalty Guidance: A Perspective from a Former CFTC Regulator

Cov Financial Services · June 24, 2020

SEC Orders Equity Exchanges and FINRA to Submit New Single National Market System Plan for Equity Market Data

Cov Financial Services · May 12, 2020

CFTC Extends Certain Comment Periods for Pending Proposed Rules in Response to Covid-19

Cov Financial Services · April 14, 2020

CFTC Announces Fourth Wave of No-Action Relief in Response to COVID-19

Cov Financial Services · April 7, 2020

Practice Areas

Banking, Finance and Securities

Jurisdictions