Craig Stein
Swaps Update: Mandatory Trading on SEFs Commences February 15 for Certain Interest Rate Swaps
Regulatory & Compliance Update ·
CFTC Defers Effectiveness of Oral Recording Requirements for Registered Commodity Trading Advisors Holding SEF Memberships
Regulatory & Compliance Update ·
Derivatives Update: Applicability of EU Reporting to US Private Fund Managers
Regulatory & Compliance Update ·
Derivatives Update: ESMA Announces the Approval of Trade Repositories and Central Reporting Obligation Date
Regulatory & Compliance Update ·
CFTC Update: Certain Equity Total Return Swaps to Count Toward De Minimis Exemption Starting July 1
Regulatory & Compliance Update ·