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David Harris (UK)

David Harris (UK)

ID: 1b839a13-2619-30fb-68c4

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Claimed Record

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Organization: Norton Rose Fulbright

FCA fines multinational firm £27.6 million for transaction reporting failures

Banking, Finance and Securities · March 27, 2019

FCA fines multinational firm £27.6 million for transaction reporting failures

Global Regulation Tomorrow · March 27, 2019

The FCA fines an individual for failing to observe proper standards of market conduct and on similar facts issues its first formal decision under its competition powers against three asset management firms

Antitrust, Competition and Trade · March 8, 2019

The FCA fines an individual for failing to observe proper standards of market conduct and on similar facts issues its first formal decision under its competition powers against three asset management firms

Global Regulation Tomorrow · March 8, 2019

New MOU between the ICO and FCA following GDPR

Privacy and Cybersecurity · March 4, 2019

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Practice Areas

Banking, Finance and Securities

Jurisdictions

Publishing Record

Publisher Since 2018

Total Articles 137

Most Recent July 9, 2026

Cite This Author

David Harris (UK), Norton Rose Fulbright

LexBlog Author ID:

1b839a13-2619-30fb-68c4

www.lexblog.com/author/davidharris

Contact

FirmNorton Rose Fulbright

Emaildavid.harris@nortonrosefulbright.com

BlogGlobal Regulation Tomorrow

Call us at 1-800-913-0988 or email sales@lexblog.com.

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