Daniel Nelson

Dan Nelson is an associate in the Corporate Department and a member of the Private Funds Group.

Dan works on matters relating to domestic and offshore hedge funds, funds of funds and other private investment funds. Dan advises funds and their managers on matters including formation and structuring, trading and operations, and management company governance.

In addition, Dan counsels on initial and ongoing regulatory obligations, including investment adviser registration, regulatory reporting and other compliance matters.

Firm/Organization: Proskauer Rose LLP

Blogs: Blockchain and the Law, Corporate Defense and Disputes, Proskauer For Good

Latest Articles

Proskauer For Good

Veterans Day Spotlight: Securing Benefits for Disabled Vets

By Daniel Nelson & Jinyoung Joo on November 6, 2018

On October 22nd, Proskauer associates Dan Nelson and Jin Joo received the New York City Bar Justice Center’s 2018 Jeremy G. Epstein Award for Pro Bono Service. Since November 2017, Dan and Jin have coordinated Proskauer’s involvement in the Justice Center’s Veterans Assistance Project (VAP). These two are no strangers to public service. In addition to their current pro bono work, they both previously served with distinction in the military. Dan served in the U.S.…

Blockchain and the Law

First Securities Lending Transaction Using Blockchain Technology Completed

By Charles E. Dropkin & Daniel Nelson on March 19, 2018

It was reported this month that ING Groep NV and a major international bank recently completed the first live securities lending transaction settled using distributed ledger technology (“DLT”). The transaction involved the banks swapping baskets of government securities through a collateral lending application from financial technology company HQLAx built using bank consortium R3’s Corda DLT. Securities lending transactions involve the temporary exchange of securities (including legal title), usually for other securities or cash of an equivalent value,…

Proskauer For Good

Answering the Call for Better Coordination in Providing Veterans Services

By Daniel Nelson on February 20, 2018

Serving veterans is a vital part of Prosakuer’s pro bono and corporate social responsibility initiatives. Knowing that an integrated approach is the best approach to the unique challenges faced by low income veterans, Proskauer recently hosted a panel discussion on the state of veteran affairs locally and nationally, and specifically how to best connect veterans with the services and resources that they need and deserve. Moderated by Wendy Dessy, Proskauer’s Manager of Corporate Social Responsibility,…

Corporate Defense and Disputes

FINRA Introduces Revised Sanction Guidelines

By Harry Frischer, Philip Arnold & Daniel Nelson on May 14, 2015

FINRA recently released updated and revised Sanction Guidelines and an accompanying Regulatory Notice that, among other things, call for stricter penalties against broker-dealers who commit fraud or violate suitability rules. The revisions are effective as of May 12, 2015. The Sanction Guidelines, first published in 1993, are intended to assist FINRA’s adjudicators in determining the appropriate disciplinary penalties for violations of the FINRA rules. Rather than provide predetermined or fixed sanctions for particular violations, the…

Daniel Nelson

Veterans Day Spotlight: Securing Benefits for Disabled Vets

First Securities Lending Transaction Using Blockchain Technology Completed

Answering the Call for Better Coordination in Providing Veterans Services

FINRA Introduces Revised Sanction Guidelines

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