
Elizabeth J. Hogan
Professional Bio
Elizabeth Hogan (“Lizzie”) is co-chair of the firm’s Securities Enforcement & Regulatory Counseling practice group. As the former senior vice president and leader of Market Regulation Enforcement at the Financial Industry Regulatory Authority (FINRA), Lizzie has unique insight into the priorities and procedures of financial services regulators, including the SEC, FINRA, the exchanges, and state securities regulators and attorneys general. Lizzie represents clients in complex securities matters, focusing on investigations, regulatory enforcement proceedings, and litigation.
Spring Has Sprung for Recent Reg NMS Reporting Changes
Subject to Inquiry ·
FINRA Releases 2022 Report on Examination and Risk Monitoring Program
Password Protected ·