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CFTC Announces Agricultural Advisory Committee Meeting

May 28, 2021

CFTC Staff Publishes Updated Responses to FAQs Regarding Commission Regulation 4.27 and Form CPO-PQR

May 28, 2021

Effective Date for NFA Member Swap Dealer and Major Swap Participant Dues Increases

May 28, 2021

Gary Gensler Names Initial Senior Staff Members

April 23, 2021

Alex Oh Named SEC Director of Enforcement

April 23, 2021

FINRA Reminds Members About Requirements When Using Predispute Arbitration Agreements for Customer Accounts

April 23, 2021

SEC Issues Amendments, Seeks Public Comment on Holding Foreign Companies Accountable Act

March 26, 2021

SEC Responds to Investor Demand by Bringing Together Agency Information About Climate and ESG Issues

March 26, 2021

FINRA CAT Production Readiness Certification Deadline

March 26, 2021

FINRA Requests Comment on Proposed Amendments to Margin Rule 4210

March 26, 2021

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Elise W. Michael

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