Edward G. Rosenblatt
Professional Bio
Ed practices in the areas of government investigations and white collar litigation and he is a former co-chair of the Broker-Dealers & Investment Advisers Industry Team. His practice focuses on government and regulatory enforcement, internal investigations, securities regulation and compliance matters. He has represented individuals and corporations, including financial institutions, broker-dealers and investment advisers, before the DOJ, OCC, CFPB, SEC, FINRA, CFTC, FTC, state attorneys general and other federal and state agencies.
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FINRA Signals the Imminent Filing of its Long Awaited Supervision Proposal
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FINRA Promises a Fixed Income Research Rule Proposal This Year
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